About ComplianceAlpha
ComplianceAlpha(R) helps global financial services firms strengthen and streamline risk and compliance management across the enterprise. Version History - Fixed the issue where V1 submissions were not loading in the MR...
ComplianceAlpha(R) helps global financial services firms strengthen and streamline risk and compliance management across the enterprise.
Version History - Fixed the issue where V1 submissions were not loading in the MR module. - Fixed the status filter issue in CM occurrences. - Resolved the templates loading issue for EC test account users. 2026.3 Jun 29 Enhanced app security with keyboard cache protection and clipboard access controls Added support for EC broker statements Fixed minor issues to improve overall performance 2026.2 Apr 14 Fixed dashboard loading issue for few user types Added CM to the dashboard page Minor UI issue fixes 2026.1.1 Mar 4 1. Outside Business Activities Certifications added to EC • We’ve introduced support for Outside Business Activities (OBA) certifications within the Employee Central (EC) module. 2. New Permissions API – Faster App Load Times • Rolled out a new centralized Permissions API to handle permission checks more efficiently across modules. • This API reduces redundant permission evaluation calls during app startup, significantly improving initial load performance. 2026.1 Feb 13 - CM Module API versioning, UDFs related fixes, Occurrences reset filter fix. - Video content question type fix in EC and couple of other fixes. 2025.10 12/24/2025 - EC certifications sign off fix. - Few CM related fixes. 2025.9 11/20/2025 .8 release with mobile session timeout and couple of improvements. 2025.8 09/18/2025 Points to PROD environment. 2025.6.1 08/06/2025 * Improved App performance. * Few bugs were resolved across all modules. 2025.6 07/30/2025 * Improved App performance. * Few bugs were resolved across all modules. 2025.5 06/11/2025 * Improved App performance. * A few bugs resolved from other modules. 2025.4 05/16/2025 * Improved App performance. * Marketing Review workflow modification. * A few bugs resolved from other modules. 2025.3 04/08/2025 * Improved App performance. * Marketing Review workflow modification. * Few bugs resolved. 2025.2 03/13/2025 *Improved app performance *Bug fixes in Employee Compliance, Compliance Management. 2025.1 02/11/2025 1. Manage Compliance Management occurrences from New dashboard. 2. Resolved bugs. 2024.12 12/19/2024 * Manage background copy submission in Marketing Review * Bugs resolved from Employee Compliance and Compliance Management. 2024.11 12/03/2024 * Implement Certification reviewers and approvers workflow. * Performance improved. * Resolved a few bugs. 2024.10 10/27/2024 * Performance enhanced * A few bug fixes 2024.9 10/01/2024 1. Performance improved. 2. Few Bugs resolved. 2024.8 09/04/2024 1. Improved Compliance Management meetings section. 2. Resolved bugs. 2024.7 08/03/2024 1. Implemented Courses assignments display order based on Enforce custom order. 2. Implemented Marketing Review dashboard for v2 submissions. 3. Implemented Sections / Category required fields in Compliance Management. 4. Bug fixes 2024.6 07/09/2024 1. Updated Marketing Review on Mobile to Workflow 2.0 2. Bug fixes 2024.5 06/14/2024 1. Updated Marketing Review on Mobile to Workflow 2.0 2. Minor improvements in the Compliance Management module 3. Bug fixes 2024.4 05/21/2024 1. Updated Marketing Review on Mobile to Workflow 2.0 2. Minor improvements in the Employee Compliance Module 3. Bug fixes 2024.3 04/16/2024 1. Added 'Issuer' Attribute in Security Details for a Security in Employee Compliance. 2. Enhanced user experience for document upload workflow in Marketing Review Submissions. 3. Implemented the capability to display sub-conditional questions in Employee Compliance Questionnaires. 4. Bug fixes. 2024.2 03/14/2024
Previous Versions
Here you can find the changelog of ComplianceAlpha since it was posted on our website on 2023-09-08 12:18:34.
The latest version is 2026.3 and it was updated on 2026-10-16 23:11:41. See below the changes in each version.
ComplianceAlpha version 2026.3
Updated At: 2026-10-14
Changes: Version History - Fixed the issue where V1 submissions were not loading in the MR module.
- Fixed the status filter issue in CM occurrences.
- Resolved the templates loading issue for EC test account users. 2026.3 Jun 29 Enhanced app security with keyboard cache protection and clipboard access controls
Added support for EC broker statements
Fixed minor issues to improve overall performance 2026.2 Apr 14 Fixed dashboard loading issue for few user types
Added CM to the dashboard page
Minor UI issue fixes 2026.1.1 Mar 4 1. Outside Business Activities Certifications added to EC
• We’ve introduced support for Outside Business Activities (OBA) certifications within the Employee Central (EC) module.
2. New Permissions API – Faster App Load Times
• Rolled out a new centralized Permissions API to handle permission checks more efficiently across modules.
• This API reduces redundant permission evaluation calls during app startup, significantly improving initial load performance. 2026.1 Feb 13 - CM Module API versioning, UDFs related fixes, Occurrences reset filter fix.
- Video content question type fix in EC and couple of other fixes. 2025.10 12/24/2025 - EC certifications sign off fix.
- Few CM related fixes. 2025.9 11/20/2025 .8 release with mobile session timeout and couple of improvements. 2025.8 09/18/2025 Points to PROD environment. 2025.6.1 08/06/2025 * Improved App performance.
* Few bugs were resolved across all modules. 2025.6 07/30/2025 * Improved App performance.
* Few bugs were resolved across all modules. 2025.5 06/11/2025 * Improved App performance.
* A few bugs resolved from other modules. 2025.4 05/16/2025 * Improved App performance.
* Marketing Review workflow modification.
* A few bugs resolved from other modules. 2025.3 04/08/2025 * Improved App performance.
* Marketing Review workflow modification.
* Few bugs resolved. 2025.2 03/13/2025 *Improved app performance
*Bug fixes in Employee Compliance, Compliance Management. 2025.1 02/11/2025 1. Manage Compliance Management occurrences from New dashboard.
2. Resolved bugs. 2024.12 12/19/2024 * Manage background copy submission in Marketing Review
* Bugs resolved from Employee Compliance and Compliance Management. 2024.11 12/03/2024 * Implement Certification reviewers and approvers workflow.
* Performance improved.
* Resolved a few bugs. 2024.10 10/27/2024 * Performance enhanced
* A few bug fixes 2024.9 10/01/2024 1. Performance improved.
2. Few Bugs resolved. 2024.8 09/04/2024 1. Improved Compliance Management meetings section.
2. Resolved bugs. 2024.7 08/03/2024 1. Implemented Courses assignments display order based on Enforce custom order.
2. Implemented Marketing Review dashboard for v2 submissions.
3. Implemented Sections / Category required fields in Compliance Management.
4. Bug fixes 2024.6 07/09/2024 1. Updated Marketing Review on Mobile to Workflow 2.0
2. Bug fixes 2024.5 06/14/2024 1. Updated Marketing Review on Mobile to Workflow 2.0
2. Minor improvements in the Compliance Management module
3. Bug fixes 2024.4 05/21/2024 1. Updated Marketing Review on Mobile to Workflow 2.0
2. Minor improvements in the Employee Compliance Module
3. Bug fixes 2024.3 04/16/2024 1. Added 'Issuer' Attribute in Security Details for a Security in Employee Compliance.
2. Enhanced user experience for document upload workflow in Marketing Review Submissions.
3. Implemented the capability to display sub-conditional questions in Employee Compliance Questionnaires.
4. Bug fixes. 2024.2 03/14/2024
ComplianceAlpha version 2026.3
Updated At: 2026-06-30
Changes: Version History - Fixed the issue where V1 submissions were not loading in the MR module.
- Fixed the status filter issue in CM occurrences.
- Resolved the templates loading issue for EC test account users. 2026.3 22h ago Enhanced app security with keyboard cache protection and clipboard access controls
Added support for EC broker statements
Fixed minor issues to improve overall performance 2026.2 Apr 14 Fixed dashboard loading issue for few user types
Added CM to the dashboard page
Minor UI issue fixes 2026.1.1 Mar 4 1. Outside Business Activities Certifications added to EC
• We’ve introduced support for Outside Business Activities (OBA) certifications within the Employee Central (EC) module.
2. New Permissions API – Faster App Load Times
• Rolled out a new centralized Permissions API to handle permission checks more efficiently across modules.
• This API reduces redundant permission evaluation calls during app startup, significantly improving initial load performance. 2026.1 Feb 13 - CM Module API versioning, UDFs related fixes, Occurrences reset filter fix.
- Video content question type fix in EC and couple of other fixes. 2025.10 12/24/2025 - EC certifications sign off fix.
- Few CM related fixes. 2025.9 11/20/2025 .8 release with mobile session timeout and couple of improvements. 2025.8 09/18/2025 Points to PROD environment. 2025.6.1 08/06/2025 * Improved App performance.
* Few bugs were resolved across all modules. 2025.6 07/30/2025 * Improved App performance.
* Few bugs were resolved across all modules. 2025.5 06/11/2025 * Improved App performance.
* A few bugs resolved from other modules. 2025.4 05/16/2025 * Improved App performance.
* Marketing Review workflow modification.
* A few bugs resolved from other modules. 2025.3 04/08/2025 * Improved App performance.
* Marketing Review workflow modification.
* Few bugs resolved. 2025.2 03/13/2025 *Improved app performance
*Bug fixes in Employee Compliance, Compliance Management. 2025.1 02/11/2025 1. Manage Compliance Management occurrences from New dashboard.
2. Resolved bugs. 2024.12 12/19/2024 * Manage background copy submission in Marketing Review
* Bugs resolved from Employee Compliance and Compliance Management. 2024.11 12/03/2024 * Implement Certification reviewers and approvers workflow.
* Performance improved.
* Resolved a few bugs. 2024.10 10/27/2024 * Performance enhanced
* A few bug fixes 2024.9 10/01/2024 1. Performance improved.
2. Few Bugs resolved. 2024.8 09/04/2024 1. Improved Compliance Management meetings section.
2. Resolved bugs. 2024.7 08/03/2024 1. Implemented Courses assignments display order based on Enforce custom order.
2. Implemented Marketing Review dashboard for v2 submissions.
3. Implemented Sections / Category required fields in Compliance Management.
4. Bug fixes 2024.6 07/09/2024 1. Updated Marketing Review on Mobile to Workflow 2.0
2. Bug fixes 2024.5 06/14/2024 1. Updated Marketing Review on Mobile to Workflow 2.0
2. Minor improvements in the Compliance Management module
3. Bug fixes 2024.4 05/21/2024 1. Updated Marketing Review on Mobile to Workflow 2.0
2. Minor improvements in the Employee Compliance Module
3. Bug fixes 2024.3 04/16/2024 1. Added 'Issuer' Attribute in Security Details for a Security in Employee Compliance.
2. Enhanced user experience for document upload workflow in Marketing Review Submissions.
3. Implemented the capability to display sub-conditional questions in Employee Compliance Questionnaires.
4. Bug fixes. 2024.2 03/14/2024
ComplianceAlpha version 2026.2
Updated At: 2026-06-10
Changes: Version History Enhanced app security with keyboard cache protection and clipboard access controls
Added support for EC broker statements
Fixed minor issues to improve overall performance 2026.2 Apr 14 Fixed dashboard loading issue for few user types
Added CM to the dashboard page
Minor UI issue fixes 2026.1.1 Mar 4 1. Outside Business Activities Certifications added to EC
• We’ve introduced support for Outside Business Activities (OBA) certifications within the Employee Central (EC) module.
2. New Permissions API – Faster App Load Times
• Rolled out a new centralized Permissions API to handle permission checks more efficiently across modules.
• This API reduces redundant permission evaluation calls during app startup, significantly improving initial load performance. 2026.1 Feb 13 - CM Module API versioning, UDFs related fixes, Occurrences reset filter fix.
- Video content question type fix in EC and couple of other fixes. 2025.10 12/24/2025 - EC certifications sign off fix.
- Few CM related fixes. 2025.9 11/20/2025 .8 release with mobile session timeout and couple of improvements. 2025.8 09/18/2025 Points to PROD environment. 2025.6.1 08/06/2025 * Improved App performance.
* Few bugs were resolved across all modules. 2025.6 07/30/2025 * Improved App performance.
* Few bugs were resolved across all modules. 2025.5 06/11/2025 * Improved App performance.
* A few bugs resolved from other modules. 2025.4 05/16/2025 * Improved App performance.
* Marketing Review workflow modification.
* A few bugs resolved from other modules. 2025.3 04/08/2025 * Improved App performance.
* Marketing Review workflow modification.
* Few bugs resolved. 2025.2 03/13/2025 *Improved app performance
*Bug fixes in Employee Compliance, Compliance Management. 2025.1 02/11/2025 1. Manage Compliance Management occurrences from New dashboard.
2. Resolved bugs. 2024.12 12/19/2024 * Manage background copy submission in Marketing Review
* Bugs resolved from Employee Compliance and Compliance Management. 2024.11 12/03/2024 * Implement Certification reviewers and approvers workflow.
* Performance improved.
* Resolved a few bugs. 2024.10 10/27/2024 * Performance enhanced
* A few bug fixes 2024.9 10/01/2024 1. Performance improved.
2. Few Bugs resolved. 2024.8 09/04/2024 1. Improved Compliance Management meetings section.
2. Resolved bugs. 2024.7 08/03/2024 1. Implemented Courses assignments display order based on Enforce custom order.
2. Implemented Marketing Review dashboard for v2 submissions.
3. Implemented Sections / Category required fields in Compliance Management.
4. Bug fixes 2024.6 07/09/2024 1. Updated Marketing Review on Mobile to Workflow 2.0
2. Bug fixes 2024.5 06/14/2024 1. Updated Marketing Review on Mobile to Workflow 2.0
2. Minor improvements in the Compliance Management module
3. Bug fixes 2024.4 05/21/2024 1. Updated Marketing Review on Mobile to Workflow 2.0
2. Minor improvements in the Employee Compliance Module
3. Bug fixes 2024.3 04/16/2024 1. Added 'Issuer' Attribute in Security Details for a Security in Employee Compliance.
2. Enhanced user experience for document upload workflow in Marketing Review Submissions.
3. Implemented the capability to display sub-conditional questions in Employee Compliance Questionnaires.
4. Bug fixes. 2024.2 03/14/2024 1. Along with English (Default) the MR module now supports the following languages : Spanish, French, German and Japanese.
2. Implemented MR Document stamping.
3. Bug fixes. 2024.1 02/15/2024
ComplianceAlpha version 2026.1.1
Updated At: 2026-03-04
Changes: Fixed dashboard loading issue for few user types
Added CM to the dashboard page
Minor UI issue fixes
ComplianceAlpha version 2026.1
Updated At: 2026-02-13
Changes: 1. Outside Business Activities Certifications added to EC
• We’ve introduced support for Outside Business Activities (OBA) certifications within the Employee Central (EC) module.
2. New Permissions API – Faster App Load Times
• Rolled out a new centralized Permissions API to handle permission checks more efficiently across modules.
• This API reduces redundant permission evaluation calls during app startup, significantly improving initial load performance.
ComplianceAlpha version 2025.8
Updated At: 2025-09-18
Changes: Sep 18, 2025
Version 2025.8
.8 release with mobile session timeout and couple of improvements.
ComplianceAlpha version 2025.6.1
Updated At: 2025-08-06
Changes: Aug 6, 2025
Version 2025.6.1
Points to PROD environment.
ComplianceAlpha version 2025.4
Updated At: 2025-05-16
Changes: May 16, 2025
Version 2025.4
* Improved App performance.
* A few bugs resolved from other modules.
ComplianceAlpha version 2025.3
Updated At: 2025-04-08
Changes: Apr 8, 2025
Version 2025.3
* Improved App performance.
* Marketing Review workflow modification.
* A few bugs resolved from other modules.
ComplianceAlpha version 2025.2
Updated At: 2025-03-13
Changes: Mar 13, 2025
Version 2025.2
* Improved App performance.
* Marketing Review workflow modification.
* Few bugs resolved.
Disclaimer
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